Show Summary Details

1: Financial Promotion

Houseman's Law of Life Assurance

Robert Surridge , Noleen John , and Brian Murphy
Bloomsbury Professional
15th edition
Law Stated At:
31 July 2016
Chapter 5: Introduction Firms subject to financial promotion rules Agreements resulting from unlawful communications Exemptions to Restrictions in Section 21 What constitutes a financial promotion? Medium of financial promotions Obligations of firms ‘Fair, clear and not misleading communications’ Financial promotions to be identifiable as such Communicating with retail clients ‘Past, simulated and future performance information’ Historical guidance on particular types of financial promotions: COB 3 Annex 4 Overseas insurers’ advertisements Rules which apply to direct offer financial promotions: ‘off the page’ advertisements Other provisions relating to financial promotions ‘Cold calls and other promotions that are not in writing’ The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (‘FPO’) Distance Marketing Directive (‘DMD’) Systems and controls in relation to financial promotions Markets in Financial Instruments Directive (‘MiFID’) Treating Customers Fairly (‘TCF’) FSA and FCA papers and updates ‘Financial Promotions: progress update and future direction’ (August 2006) ‘Financial Promotion and ...

Users without a subscription are not able to see the full content. Please, subscribe or login to access all content.